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Suzan Rose joined Marshall Wace North America L.P. in October 2004 as Chief Compliance Officer; she was part of the core team that built and launched the business.
She was responsible for ensuring that the firm’s activities satisfy all regulatory and legal requirements in the US and abroad. As part of a global team, Ms. Rose also worked on behalf of the firm’s affiliated investment advisers in London and Hong Kong to fulfill their respective US requirements.
During nearly 25 years in the investment industry, Ms. Rose previously held a variety of senior compliance and management roles in the equity and fixed income areas of several prominent financial firms, such as Goldman Sachs, Credit Suisse, Citigroup, and Lehman Brothers.
Ms. Rose has a B.A. in Communications from Hofstra University, is an active member of a number of industry groups, and lectures in the industry on regulatory topics. She also is a member of the advisory board of Pencils of Promise and the US board of ARK.
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